, 12 March 2021, 14.05 – 14.20 (Bangkok Time) Distinguished guests, Participants from financial and corporate communities, Ladies and Gentlemen It is my great pleasure to deliver an opening keynote for

, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to communicate with clear and reliable information, and without misleading information. SEC Act

(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee

own opinion without reference to any research paper from a reliable source.Both investment consultants have failed to perform duties with responsibility and deliberation as a professional in violation

Jomkwan Kongsakul, Deputy Secretary-General of the Office of the Securities and Exchange Commission, Distinguished guests, Ladies and gentlemen, • I am honored to join you here today to celebrate completion

presence of distinguished guests, including H.E. Dr. Aun Pornmoniroth, Minister of Economy and Finance and SECC Chairman, H.E. Touchayoot Pakdi, the Ambassador of Thailand to Cambodia, and executives from

The meeting was chaired by Sirivipa Supantanet, SEC Deputy Secretary-General, along with distinguished members such as Emeritus Professor Vitit Muntarbhorn, Associate Professor Thongthippa

is relevant and reliable information to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it

business, which also reduces redundant identification processes.  As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be

2015 and 2016 were restated because fictitious revenue had been recorded.  The SEC reviewed Patamavan’s engagement performance as NMG’s auditor and found that she failed to obtain reliable evidence that