Microsoft Word - รายละเอียดโครงการ SCBGEESG delay NAV T2.doc กองทุนเปิดไทยพาณิชย์ Global Sustainable Equity 1 คำจำกัดความ / คำนิยาม : โครงการ หรือ โครงการจัดการ หรือ โครงการจัดการกองทุนรวม หมายถึง
systems or other events which significantly affect the operations, intermediaries shall take the actions required under (1) without delay. Clause 9 In the event that a major operational disruption of
from the date on which the disruption occurs. Once the major operational disruption ends, intermediaries shall notify the SEC without delay. Clause 10 Intermediaries shall keep documents and evidence
(1) without delay. Clause 10. In the event that a major operational disruption occurs, a securities company shall report to the Office the cause leading to such disruption together with relevant
significantly affect the operations, the securities company shall take the actions required under (1) without delay. Clause 10. In the event that a major operational disruption occurs, a securities company shall
affect the operations, the securities company shall take the actions required under (1) without delay. Clause 10. In the event that a major operational disruption occurs, a securities company shall report
To avoid disruption to economic activities as securities companies and derivatives business operators are key intermediaries for providing investment services to businesses and the public, the SEC
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
) business operator to verify the facts of the incident and report to the SEC without delay. Furthermore, the SEC has instructed the DA business operator to provide information and respond to the service users