financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings

Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as

proposed for shareholders? approval, shareholders should seek further clarifications from the company and board of directors for insightful decision-making.Shareholders and investors can find the relevant

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addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.

financial frauds and scams, in new and old forms, is also essential. Insightful investment knowledge will help investors take precautions and protect themselves from falling victim to those fraudsters and

Money Expo Bangkok 2014 at Jupiter 4 Room, IMPACT Arena, Exhibition and Convention Center, Muang Thong Thani, on Friday, May 9, 2014. It will be very insightful for audiences to learn of investment

of alerts and warnings to raise awareness and educate people about financial frauds and scams, in new and old forms, is also essential. Insightful investment knowledge will help investors take

, Muang Thong Thani, on Friday, May 9, 2014. It will be very insightful for audiences to learn of investment techniques from experts to turn thousands into million baht as well as capital market business

regulator; (4) no any fact indicating that the applicant has financial difficulty that may cause any damage or other incidents indicating that such applicant is facing financial difficulty. In addition, there