spectrum must be identified whenever investment units are offered for sale. Investors must fill in questionnaires to check their risk profile so that unit sellers can match it with suitable products. In
the existing rules which allow only natural persons to perform such role. Once effective, the amendment is expected to further facilitate access to fund investment and promote development of new
the existing rules which allow only natural persons to perform such role. Once effective, the amendment is expected to further facilitate access to fund investment and promote development of new
Bangkok, February 13, 2013 ? The SEC is seeking public comment on draft amendments to the rules governing the proportion of investment unit holdings in mutual funds for general investors (retail
underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of
ประเภทที่มีลักษณะใกล้เคียงกับ investment product ได้รับความนิยมค่อนข้างมาก เช่น กรมธรรม์ประกันชีวิตแบบสะสมทรัพย์ ซึ่งกรมธรรม์ unit link จะช่วยเพิ่มรูปแบบกรมธรรม์ให้ผู้เอาประกันภัยและบริษัทประกันชีวิต มาก
Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
.,Ltd to the address changed by her request. In case of the second client, Thanjira had signed the client?s name for submission of investment unit switching and buying orders and changed the address for
Bangkok, October 28, 2008 ? The recent impacts of the global financial crisis on South Korea?s economy and currency value have raised local investors? concerns over their holding of unit trusts of
along with the fund?s risk spectrum. Moreover, the unit sellers will have to provide investment advice suitable for their customers? risk profiles.To prevent mutual and retail private funds from