SEC plans to issue additional requirements relating to the structure of the Board of Directors and Management of IPO companies and listed companies to the current regulations on the check and balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with the principles of corporate governance (CG), which has been adopted since 2002 by most IPO companies...
Thai SECsechc_clue เกี่ยวกับ ก.ล.ต. × Home > เกี่ยวกับ ก.ล.ต. > ติดต่อ ก.ล.ต. > SEC Complaint Center > ร้องเรียน/ แจ้งเบาะแส > การแจ้งเบาะแส ติดต่อ ก.ล.ต. SHARE : Detail Content SEC Complaint Center การให้เบาะแส การให้เบาะแส หมายถึง การให้ข้อมูลที่สามารถนำไปใช้ประโยชน์ในการดำเนินคดีในกรณีที่พบการกระทำผิดกฎหมาย ความคุ้มครองที่ผู้ร้องเรียน / ผู้ให้เบาะแสจะได้รับ พนักงานหรือลูกจ้างที่ให้ข้อมูลหรือให้ความร่วมมือในการตรวจสอบคดีโดยการให้เบาะแส ถ้อยคำ หรือยื่นเอกสารที่เป็นประโย...
English (United States) SECsechc_clue About Us × Home > About Us > Contact us > Complaint / Inquiries > Complaints / Whistleblowers > Whistleblower Contact us SHARE : Detail Content SEC Complaint Center Whistleblower Filing a tip (whistleblowing) means providing information that can be used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful d...
for the investment fund allocated to two affiliates ? Sport Event International Inc. and Global Legend Series Ltd. Services Ltd. ? even though there had been an indication that the value of the
been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
risks of different asset classes. • Identify the factors and how they can affect the value of an investment. • Describe the fees associated with an investment product. • Research and compare potential
be one of the following: Weighted average price (closing or average price of sale) for the past 7-15 consecutive business days before the date of price indication which is one of the following dates
shares purchased. The proposal to decrease the APU shares purchase was a result of UPA (formerly name CyberPlanet Interactive Plc. or former CYBER) indication that the company was unable to obtain 100% of
inappropriate exercising of professional skepticism. Our preliminary root cause analysis showed that each audit firm’s observations arose from different causes. For example, the absence of significant topics in