multiple violations of the Securities and Exchange Act (SEA), the SEC filed a criminal complaint with the Department of Special Investigation (DSI) against two directors and executives.1.Sompong
Thai SEC Executives × Home > เกี่ยวกับ ก.ล.ต. > โครงสร้าง ก.ล.ต. > คณะผู้บริหารสำนักงานคณะกรรมการ
The SEC?s new appointments are as follows: Name of Executives New Assignment 1. Mrs.Paralee Sukonthaman 1/ Director, Enforcement Department Director, Broker-Dealer Supervision
investigation against Mr. Kris Khemadham, Miss Sangchit Laohathai, Mr. Suthep Kitsawat, and Mr. Pornchai Ua-Arayaporn, as the BSI?s board of director members and executives, on the charge of failure to prepare
business entity found to be related to the above executives as an intermediary for client payments. Such irregularities prevented the company from receiving full payments from end-customers according to
Bangkok, October 7, 2013 - The SEC sanctioned two executives and six investment consultants of Country Group Securities Plc., in relation to trading shares of Angpao Assets Plc. (PAO). The sanctions
Appeal Court, who had convicted all of the accused for such misconducts. ?The Appeal Court?s decision in this case will send a strong signal to executives of publicly traded company to become more cautious
Bangkok, August 27, 2010 ? The SEC today filed a criminal complaint with the Department of Special Investigation against two former executives of International Engineering Plc. (IEC) for