SEC Search

at developing the Thai digital asset market. This includes coordinating with relevant authorities on tax matters and amending legislations related to digital assets and oversight regulations in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10163

SEC and AIMC discuss policy directions for developing asset management business as a mechanism for promoting long-term savings and sustainable investment

The Securities and Exchange Commission (SEC) has convened a meeting with the Association of Investment Management Companies (AIMC) to discuss policy directions for developing asset management

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10249

SEC and AIMC discuss policy directions for developing asset management business as a mechanism for promoting long-term savings and sustainable investment

SEC Secretary-General Pornanong Budsaratragoon, along with the SEC Management Team, held the joint meeting with AIMC President Chavinda Hanratanakool and senior executives from 26 asset management companies on 30 October 2023 at the SEC Building. The meeting’s discussion focused on policy directions to enhance competitiveness in conjunction with the development of asset management businesses towards sustainability goal, and the promotion of long-term savings to support the aging society, an impo...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10248

SEC holds meeting with a working group on developing the 2nd training course of “Business and Human Rights for the Business Sector in the Capital Market” and approves a training course

The meeting was chaired by Sirivipa Supantanet, SEC Deputy Secretary-General, along with distinguished members such as Emeritus Professor Vitit Muntarbhorn, Associate Professor Thongthippa Wiriyaphan, Dr. Netithorn Praditsan, Deputy Secretary of Global Compact Network Thailand (GCNT), and Pimpan Diskul Na Ayudhya, Director of Thailand Responsible Business Network (TRBN). The working group believes that this kind of training course will help the business sector to seamlessly integrate human...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8792

’ digital assets under BX’s control or possession to other wallets which are not purported to keep client’s assets

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8818

Activity_Report_62En

acknowledged every audit firm’s commitment to improve system of quality control by improving and developing the system of quality control according to most of SEC’s previous inspection findings, especially

https://www.sec.or.th/EN/Documents/Auditor/activitiesreport2019.pdf

activitiesreport2020.pdf

the audit quality control system, and closely monitored the COVID-19 pandemic situation to adjust the oversight approach and communication with stakeholders to meet the changing situation. In so doing

https://www.sec.or.th/EN/Documents/Auditor/activitiesreport2020.pdf

Activity report 2017En

developing the quality control system at the firm and individual engagement levels as per the findings of the SEC. Thanks to such efforts, the deficiencies found during the 2 inspection cycle were addressed

https://www.sec.or.th/EN/Documents/Auditor/activitiesreport2017.pdf

Activity Report 2016_En

and developing the Thai capital market as a major fundraising venue for both local and international businesses. Throughout the years, enhancing the financial reporting quality has always been an

https://www.sec.or.th/EN/Documents/Auditor/activitiesreport2016.pdf