Bangkok, September 29, 2009 ? The SEC and the Thai Investors Association (TIA), at their quarterly meeting held yesterday, agreed that TIA should increase their roles and duties in protecting
and the ThaiBMA. The two parties have also developed and published a sample bondholder representative appointment agreement to facilitate processes and reduce costs for bond issuers and bondholder
sufficient and complete information, as well as continuously providing knowledge and understanding on investment in bonds to the public.Moreover, SEC has established a mechanism for the investors to be able
raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing
business in the category of securities brokerage, securities dealing, securities underwriting or mutual fund management, excluding the financial institution established under other law and licensed to
business in the category of securities brokerage, securities dealing, securities underwriting or mutual fund management, excluding the financial institution established under other law and licensed to
No. 21, six levels higher than No. 27 in the preceding year, and No. 5 within the Asia-Pacific region. Two areas of better performances were (1) Dealing with Construction Permits and (2) Protecting
government authorities’ incentive schemes shape the direction of the desired types of sustainable activities. As a result, the Working Group on Sustainable Finance (WG-SF) is established to cooperate on the
criminals. The SEC and the TDO have jointly developed guidelines for monitoring and investigating suspicious accounts. In today’s meeting, apart from enhancing industry standards to tackle digital asset mule
protecting long-term shareholder value. Nonetheless, it is clear that ESG engagement is more an art than a science. We hope this collection of experiences provides some guidance and helps inform your own