During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
SEC supervisory framework focuses on their capability to maintain qualifications in accordance with the governing rules as well as their knowledge on investment and regulations related to investor
"This year is another year that the ASEAN CG Scorecard has developed important criteria in line with international CG trends. There is also a revised guideline for assessing, weight change by
with the G20/OECD Principles of Corporate Governance 2023, developed by the Organization for Economic Cooperation and Development (OECD).The 2024 ASEAN CG Scorecard consists of three award categories
125,000 sq.m. for lease. Prospect planned to own approximately 285,000 sq.m. of warehouse/factory space for lease when the project is fully developed. In addition, Park Court Project operated by Munkong
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
Platform of Choice” in order to maintain existing clients with good track records while also broadening opportunities to acquire new patrons via digital channels. KASIKORNBANK has established its business