? pre-determined investment scope.The proposed rules have taken into consideration the public?s and stakeholders? comments and suggestions collected from the hearing on the guiding principles in last
information, it is difficult for investors to analyze and make comparison efficiently. Besides, brokers are increasingly leaning toward investment advisory services, especially those related to asset allocation
impacts arising from limitations that prevent the exact amount of proceeds to be determined. This transaction is a desire and demand from minority shareholders who wish for the company to seek new
mutual funds and private funds which did not analyze and estimate the value of the IPO securities adequately and appropriately. SEC Act S.117 and 133 paragraph 2 Settlement Committee Meeting No. 3/2021
of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3
Contact who is also authorized to analyze value or suitability of trading or investing in securities and Category B Investor Contact who is not authorized to analyze value or suitability of trading or
company undertaking securities business. Investor contact are divided into two categories: Category A investor contact who can analyze securities investment and Category B investor contact who cannot
investor or to client of securities company undertaking securities business. Investor contact are divided into two categories: Category A investor contact who can analyze securities investment and Category B
contact are divided into two categories: Category A investor contact who can analyze securities investment and Category B investor contact who cannot analyze securities investment; “investment advice”3
Manager of The Stock Exchange of Thailand Union Petrochemical Public Company Limited and its subsidiaries would like to describe and analyze the financial situation and business operation for Quarter 1/2018