Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows: (1) being bills of ex...
Bangkok, June 27, 2014 ? The SEC is seeking public comment on revision of public offering rules to impose a barring period on re-filing of application for securities public offerings. Such period
media interview, of additional information beyond what appears in the filing of CHEWA initial public offering. The cooling period of the IPO, as a result, has been suspended due to the inconsistent
based on the same period of time and extend IPO subscription period at least for two business days. This is to allow investors more time to digest the information for their decision making. Vorapol
period for the applications for approval of the establishment and modification of SRI Funds, submitted during 1 January – 31 December 2024. This short-term measure aims to support asset management
approval before the submission period is expired.
ที่ตอบ : 06/06/2548 คำถาม : บลจ. ซื้อหุ้นในการขาย private placement ซึ่งมีข้อกำหนดเรื่อง holding period ต่อมา บลจ. ได้สั่งขายหุ้นดังกล่าวก่อน
to submit PE Trust-1 Report to the SEC office within 15 days as from the end of the financial period of the trust, but since such tax incentive may attract a growing number of PE trust establishments
Company Limited. The 180-day period of asset attachment, starting from the date specified in the order, will expire on 1 January 2024.*The wrongdoings subject to the SEC’s criminal complaint in this case