Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows: (1) being bills of ex...
การเปิดเผยข้อมูลหลักทรัพย์ที่กองทุนถือไว้ (portfolio holding) และหลักเกณฑ์ของ ETF ต่างประเทศที่นำมาเสนอขายในประเทศให้สอดคล้องกับ ETF ที่จัดตั้งในไทย และมาตรฐานสากล (2) หลักการสำหรับการพัฒนา inverse
Determination of an Additional Type of Securities
Determination of Fees for Undertaking Business of Licensed Derivatives Exchange
Determination of Undertaking not Deemed as a Derivatives Dealer
Determination of Characteristics of Bills Deemed as Securities (No. 2)
Determination of Additional Types of Securities (No. 8)
Determination of Securities Issuer Deemed as a Company
Determination of Untrustworthy Characteristics of Company Directors and Executives
Determination of Fees for Undertaking Businesses According to Licenses