Facebook Page อ้างชื่อ For Stability : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2024)
Bangkok, September 26, 2011 ? Following last week trading, the Stock Exchange of Thailand (SET) and Thailand Futures Exchange Plc. (TFEX) today sharply plunged in the same direction as global markets while prices of gold and silver also tumbled.?Today, Thai stock indices and prices of gold and silver drastically dropped amid global markets? volatility. The SEC has closely monitored the situation and assure that all respective systems and capital market service providers, including Thailand Secu...
Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows: (1) being bills of ex...
Facebook Page อ้างชื่อ For Stability - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 15/11/2567)
Determination of an Additional Type of Securities
Determination of Fees for Undertaking Business of Licensed Derivatives Exchange
Determination of Undertaking not Deemed as a Derivatives Dealer
Determination of Characteristics of Bills Deemed as Securities (No. 2)
Determination of Additional Types of Securities (No. 8)
Determination of Securities Issuer Deemed as a Company