Ascot Global Trading Website: www.ascotfx.com : Unlicensed securities and derivatives business (Disclosure Date : 14/11/2012)
Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows: (1) being bills of ex...
Ascot Global Trading Website: www.ascotfx.com - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 14/11/2555)
Determination of an Additional Type of Securities
Ascot Global Trading Limited Ascot Global Trading Limited operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003
Ascot Global Trading Limited Ascot Global Trading Limited ประกอบธุรกิจเป็นตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า โดยไม่ได้รับใบอนุญาตและไม่ได้จดทะเบียนตามพระราชบัญญัติสัญญาซื้อขายล่วงหน้า พ.ศ. 2546 อยู่
Determination of Fees for Undertaking Business of Licensed Derivatives Exchange
Determination of Undertaking not Deemed as a Derivatives Dealer