Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
of the country."Director-General of the Legal Execution Department, Ms. Ruenvadee Suwanmongkol, said: "The signing of this Memorandum of Understanding is a vital integration of the work of relevant
. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed companies’ performance, the SEC did not grant a waiver for
promoting of ESG disclosure and reporting. Investment analysts are playing the next vital role by integrating ESG-related information to their analysis. Since the integration of ESG factors into investment
. Using infrastructure funds to expedite development of the country will help reduce the government?s budgetary burdens and borrowing needs that could then be geared to other vital investments such as
, issuers, selling agents and investors. Their participation will be vital to enhance linkages between the Thai and global capital markets and thus uplift Thai capital market development. SEC Secretary
which technology plays a vital role, particularly in management of enormous volume of information and documents.The project SMART SEC Administrative Office was launched and a number of systems were
brief description of the KSIs with detailed information on their respective rationales, current status, key consideration, recommended actions, and time horizons contained in Section 5 (Key Strategic