Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
establishes regulations on the supervision of derivatives clearing houses as follows: (1) good governance and organizational structuring, as detailed in Chapter 2; (2) regulations on business operation, as
. Clause 2. The organisational structure of the company shall be established in accordance with the following rules: (1) arrange the structure of the company in an orderly systematic way, according to duties
established in accordance with the following rules: (1) arrange the structure of the company in an orderly systematic way, according to duties, with a view to: (a) prevent dishonest acts of its personnel; (b
organisational structure of the company shall be established in accordance with the following rules: (1) arrange the structure of the company in an orderly systematic way, according to duties, with a view to: (a
Derivatives Exchange, as detailed in Chapter 2; (2) Business Continuity Management and Security of Information Technology Systems, as detailed in Chapter 3; (3) Retention of Information and Documents, as
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
supervision of securities clearing houses and central securities depositories as follows: (1) good governance and organizational structuring, as detailed in Chapter 2; (2) risk management, as detailed in
sum of investment money or in fractional units. The system also has a mechanism controlling the fluctuation of the selling price of DRx to ensure that the market will remain orderly in terms of trading