Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the

SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in

According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders.  As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...

Tail Dependence in REITs Returns Kridsda Nimmanunta NIDA Business School, Bangkok, Thailand Kanak Patel Department of Land Economy, University of Cambridge, UK Abstract This study investigates the

/ Economic Dependence VII. Threatened or Actual Litigation VIII. Gifts and Hospitality IX. Non Audit Services Particulars Reference / Guidance Notes Description A.1 General Policies and Procedures: 1 Whether

-diversified investment causing income dependence on any particular real estate; - risk from types of invested real estates; - risk from the lessees’ capability of rent payment and lease renewal; - other risks

Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder

Approval of Auditors for Offering of Securities that are Debt Instruments issued by Foreign Juristic Person

Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/09/2005

Reporting Person : - | Type of securities : - | Date of reporting obligation : 31/05/2006