and financial planning services to be of high quality and conveniently accessible for the public. This is to allow better access to investment services and lower costs for investment advice providers;(2

management has been one of the SEC's key policies, aiming to bring about financial stability and quality of life for the Thais. ?Being Money-Wise for the Bright Future? project will provide a guideline for

management has been one of the SEC?s key policies, aiming to bring about financial stability and quality of life for the Thais. ?Being Money-Wise for the Bright Future? project will provide a guideline for

, most research reports currently available in the capital market mainly cover large-cap stocks. To increase the quantity and quality of research reports on listed companies, the SEC Board Meeting No. 5

Securities and Exchange Commission (SEC) is proposing amendment to the takeover regulations. The existing regulations require that people who make a tender offer for all securities of the business

“As the global community confronts the unprecedented challenges of climate change, CFA Institute and CFA Society Thailand are dedicated to providing the highest quality education and resources for our

The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral

period closing date, whichever is earlier. The 81-1 Short-Form must be made through the Stock Exchange of Thailand’s (SET) Electronic Information Transmission System and shall be deemed reporting to the

SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in

Australia, Japan, New Zealand and Thailand. As for South Korea, it is in the process of amending the law to support the said issue. In addition, other countries interested in the ARFP project which have