Bangkok, June 25, 2012 ? The SEC Board and the Capital Market Supervisory Board resolved to specify types of accredited investors (AI) and allow an offer for sale of the following products to AI: (1) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to raise funds with more opportunities and alternatives in issuing financial instruments. At the same...
The SEC proposed to amend the regulations relating to annual fee regime for intermediaries to improve equality of fee rate among intermediaries operating the same activities and to ease the burden
SEC has a responsibility for the supervision and development of the Thai capital market so as to ensure that it is effective, transparent, and reliable and is accessible by every sector of capital market. In order to do this, the Thai capital market must rely on the driving force of the intermediary business operators in driving and strengthening the capital market to become an effective vehicle of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary...
in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to
well as the Democratic Form of Government with His Majesty the King as Head of State, (2) Integrity, good conscious and accountability to duties, (3) Decisiveness and proper and fair conduct, (4
market regulators and relevant agencies in Cambodia and Lao People’s Democratic Republic. On this occasion on 8 September 2021, Secretary-General Ruenvadee Suwanmongkol gave opening remarks while H.E. Mr
(Korea, Democratic People?s Republic Of) เกาะเกอร์นซี (Guernsey,c.i.) เกาะคริสต์มาส (Christmas Island) เกาะเซาท์ จอร์เจียและหมู่เกาะเซาท์แซนด์วิช (South Georgia And South Sandwich Islands) เกาะนอร์ฟอล์ก