their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
in accordance with the ethical standards as specified in Section 5 of the Ethical Standards Act, as follows:(1) Loyalty to the core national institutions, i.e., Nation, Religion and Monarchy, as
market regulators and relevant agencies in Cambodia and Lao People’s Democratic Republic. On this occasion on 8 September 2021, Secretary-General Ruenvadee Suwanmongkol gave opening remarks while H.E. Mr
(Korea, Democratic People?s Republic Of) เกาะเกอร์นซี (Guernsey,c.i.) เกาะคริสต์มาส (Christmas Island) เกาะเซาท์ จอร์เจียและหมู่เกาะเซาท์แซนด์วิช (South Georgia And South Sandwich Islands) เกาะนอร์ฟอล์ก
(GABON) กายอานา (GUYANA) กินี (GUINEA) กินีบิสเซา (GUINEA-BISSAU) เกรเนดา (GRENADA) เกาหลีใต้ (KOREA, REPUBLIC OF) เกาหลีเหนือ (KOREA, DEMOCRATIC PEOPLE?S REPUBLIC OF) เกาะเกอร์นซี (GUERNSEY,C.I.) เกาะ