financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings
Secretariat, attended the meeting on 5 February 2024, in Vientiane, the Lao People's Democratic Republic.
Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as
addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.
market regulators and relevant agencies in Cambodia and Lao People’s Democratic Republic. On this occasion on 8 September 2021, Secretary-General Ruenvadee Suwanmongkol gave opening remarks while H.E. Mr
well as the Democratic Form of Government with His Majesty the King as Head of State, (2) Integrity, good conscious and accountability to duties, (3) Decisiveness and proper and fair conduct, (4
(Korea, Democratic People?s Republic Of) เกาะเกอร์นซี (Guernsey,c.i.) เกาะคริสต์มาส (Christmas Island) เกาะเซาท์ จอร์เจียและหมู่เกาะเซาท์แซนด์วิช (South Georgia And South Sandwich Islands) เกาะนอร์ฟอล์ก
regulator; (4) no any fact indicating that the applicant has financial difficulty that may cause any damage or other incidents indicating that such applicant is facing financial difficulty. In addition, there