authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
deliver standardized services. Interested investors may seek more information on portfolio advisory with execution and program trading services from participating securities companies
G J Steel Public Company Limited G J Steel Public Company Limited (?GJS?), a securities issuer, failed to prepare and deliver a copy of an opinion concerning the tender offer as per the Form 250-2
professional required to perform and was the failure to deliver services in quality. DAB Act S.30 Settlement Committee Meeting No. 9/2022 Settlement Committee Order No. 16/2022 Dated 31/08/2022
and withdrawing customer's assets in Trade wallet and Z-wallet, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver
, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 Settlement Committee Meeting No. 13/2022
clearing house in accordance with the criteria prescribed by the clearing house ; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the
in accordance with the criteria prescribed by the clearing house; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the other
Zipmex Company Limited Between July and September 2022, Zipmex Company Limited ("Zipmex") failed to comply with the competent officer's orders requesting Zipmex to deliver information