securities outside the stock exchange if abiding by the regulations, conditions and procedures set by the SEC Office. Earlier, the law prohibited such companies to trade securities outside the stock
TALIS ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 25/03/2024 - 01/04/2024
SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 05/05/2022 - 17/05/2022
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 15/06/2009 - 30/06/2009
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 27/05/2024 - 05/06/2024
(Microsoft Word - Ex Sum for hearing _MM_ \242\326\351\271\340\307\273 _2_) เอกสารรับฟังความคิดเห็น เรือง การแก้ไขเพิมเติมพระราชบัญญัตหิลักทรัพย์และตลาดหลกัทรัพย์ พ.ศ. 2535 ในส่วนทีเกียวกบัการก
Bangkok, April 20, 2015 ? The SEC revealed that the Settlement Committee imposed a fine of 1,500,000 baht on Chakkit Thanavirun, a former executive of Bliss-Tel Plc. (BLISS) for imparting false statements with intent to mislead other persons concerning the facts stated in BLISS financial statements.The SEC found that Chakkit, then BLISS executive, imparted the statements in the company?s Q2/2013, Q3/2013, and 2013 financial statements with intent to mislead other persons concerning revenues from...
Bangkok, August 17, 2015 ? The SEC filed a criminal complaint against Parin Pruksawan for committing front running in the Thailand Futures Exchange (TFEX) with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police). The SEC found that during December 17, 2013 ? January 9, 2014, Parin, then a trader of DBS Vickers Securities (Thailand) Co., Ltd., had front run his clients? futures trading orders through an account linked to him at another broker for his personal gain. This...