violation of Section 315 of the Securities and Exchange Act B.E. 2535. On October 7, 2020, the Criminal Court sentenced the defendant to 10 years in prison. The defendant exercised the right to appeal. The
defendants, including Polaris Capital Public Company Limited ("1st defendant"), Mr. Yanakorn Warakunrak ("2nd defendant"), and Mr. Poonsak Chumchuay ("3rd defendant"), had
Capital Public Company Limited ("1st defendant"), Mr. Yanakorn Warakunrak ("2nd defendant"), and Mr. Poonsak Chumchuay ("3rd defendant"), had committed an offense under the
Section 16 of the Derivatives Act B.E.2546. On 4 October 2013, the Bangkok South Criminal Court sentenced the defendant to a fine of 40,000 bath. Since the defendant pled guilty, the Bangkok South Criminal
for Q2/ 2015, and (3) the reviewed financial statements for Q3/2015 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 522,000 and a
period. The Criminal Court ordered the defendant to pay a fine of Baht 80,000 and a further fine of Baht 1,000 for each day starting from the next day of prosecution date until the company so complies for
reviewed financial statements for Q1-Q3/2015 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 522,000 and a further fine of Baht 500 for each
and submit the reviewed financial statements for Q2-Q3/2017 within the period specified by the Capital Market Supervisory Board. On July 2, 2020, The Criminal Court ordered the defendant to pay a fine
Thailand without proper licenses granted, violating Section 16 of the Derivatives Act B.E.2546. On 4 October 2013, the Bangkok South Criminal Court sentenced the defendant to one-year imprisonment and a fine