Bangkok, January 22, 2014 ? The SEC is seeking public comment on proposed revision to the rules of customer contact and service for all licensed business operators to standardize the relevant
Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain
draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating
on such technology for customer communication and service regarding securities and derivatives business. The draft regulations would be imposed on both existing and new operating business providers
On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer
technology risk framework 1 สงิหาคม 2565 การอบรมการใชง้าน ระบบ ESUBMISSION 2©Copyright ระบบ ESUBMISSION : วตัถปุระสงค์ เป็นชอ่งทางอ านวยความสะดวกใหก้บัผูอ้อก หลกัทรัพย ์ตวักลาง และอืน่ๆ ในการจัดสง่
technology risk framework รวมคลปิบรรยาย ระบบ ESUBMISSION Phase 2 1 สงิหาคม 2565 2©Copyright ภาพรวมระบบ ESUBMISSION เนื้อหา 1. วัตถุประสงค์ของระบบ ESUBMISSION 2. การประยุกต์ใช้ Digital ID ภาครัฐ 3
บัญชีไลน์ ชื่อ customer service : Unlicensed securities and derivatives business (Disclosure Date : 22/12/2023)
Bangkok, January 10, 2008 ? The SEC is conducting a public survey on the draft rules, conditions and procedures for risk management preparation of securities and derivatives business operators to