Bangkok, May 31, 2011 - The SEC will revise regulations on taking custody of client?s assets by securities company and derivatives broker in response to upcoming reduction of protected deposit under
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
Custody of Assets of Clients by Securities Companies
Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Assets of Clients by Securities Companies (No. 3)
Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Clients’ Assets by Securities Companies (Codified)