. In addition, inception of mutual funds for non-retail (MF for non-retail) will no longer be permitted to avoid repetition of mutual funds for accredited investors, selling units to institutional and
administrative sanction shall depend upon an uncertain future event; (3) the prescription to act or omit to act by the person subject to the sanction to rectify or prevent repetition of violation or non-compliance
market or capital market as a whole, or [ii] amendment, remedy or prevention against repetition of such similar facts or demeanors; (5) other demeanors of the person under deliberation which benefit or
) rectification, or other acts which are useful for amendment, remedy or prevention against repetition of such similar facts or demeanors; (5) other demeanors of the person under deliberation which is benefit or
useful for clients , investors , company or shareholders as a whole, [or] money market or capital market as a whole, or [ii] amendment, remedy or prevention against repetition of such similar facts or
, or [ii] amendment, remedy or prevention against repetition of such similar facts or demeanors; (5) other demeanors of the person under deliberation which benefit or impede the proceeding of the SEC
repetition of such similar facts or demeanors; (5) other demeanors of the person under deliberation which benefit or impede the proceeding of the SEC Office; (6) record or any other past demeanor which
potential impacts, and to prevent any repetition. 3.5 Awards and Commendation Through these efforts, KBank and K Companies have achieved good business performance, earning the recognition of various
product is designed based on an extensive distribution and client network of life insurance companies and their agents. To avoid repetition and to increase efficiency of supervision, thereby facilitating