Funds Passport (ARFP) (List of the Notifications in Enclosure 5) shall also apply to HK-TH-MRF on the condition that they are not contradictory or inconsistent with the cooperative framework under HK-TH
contradictory or inconsistent with the cooperative framework under HK-TH MRF. The details are as follows: 2.1 Inbound regulations · Hong Kong Covered Management Companies shall comply with the provisions
relevant regulators in utterly cooperative way, and shall disclose to or inform the SEC Office anything relating to the intermediary of which that would be useful or necessary to supervise it or be an order
regulators in utterly cooperative way, and shall disclose to or inform the SEC Office anything relating to the intermediary of which that would be useful or necessary to supervise it or be an order of capital
intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant regulators in utterly cooperative way
Securities and Exchange Commission of Thailand (“SEC”) have agreed to develop a cooperative framework for cross-border offerings of funds between Hong Kong and Thailand, and signed the Memorandum of
connection, the Securities and Futures Commission of Hong Kong (“SFC”) and the Office of the Securities and Exchange Commission of Thailand (“SEC”) have agreed to develop a cooperative framework for cross
cooperative framework under HK-TH MRF. List of the Notifications related to ASEAN CIS and ARFP are as follows: Inbound (ASEAN CIS & ARFP) The Notification of the Capital Market Supervisory Board No. Tor Jor