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to ensure that asset management companies have standardized work and also ensure that they are consistent with conditions for tax privileges. The investors investing in SSF units could get

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8682

SEC announces SSF regulations have come into force

invest in SSF regularly throughout the year to create a savings discipline for financial well-being,” said SEC Secretary-General Ruenvadee Suwanmongkol.Several asset management companies have already

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7964

Retail investors in Malaysia, Singapore and Thailand to have wider access to fund managers across the three countries

The Securities Commission Malaysia, the Monetary Authority of Singapore, and the Securities and Exchange Commission of Thailand have signed a Memorandum of Understanding to enhance the ASEAN

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6960

SEC urges MORE shareholders to exercise voting rights on capital increase viewed by IFA to have insufficient disclosure and dilution effect

0.05 baht per share, which is lower than the average market price of 0.17 baht per share before the offering.However, the company's board and audit committee have acknowledged the various risks and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10580

SEC files a criminal complaint against former director and CEO of Zipmex for making false statements or concealing facts that should have been disclosed to the public

facts confirmed by Zipmex Thailand. Therefore, it is considered that Zipmex Thailand deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10544

SEC public hearing on the amendment of rules and regulations for creating the regulatory alignment for funds and trusts which have invested in real estate and infrastructure.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=892

This news release on a criminal complaint has been removed from the website upon request of the persons named in the complaint because the legal proceedings have ended and the final results are in

SEC files criminal complaint against 11 SLC share price manipulators Bangkok, September 9, 2014 ? The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Shine Bunnag, (2) Pataman Buranasin, (3) Supichaya Chaimueanvong, (4) Meesak Makbumroong, (5) Apinunthakan Pongsathabordee, (6) Tepparit Sihisarapisit, (7) Tree Bunpradphai, (8) Phawit Natapintu, (9) Siriya Dumrongviteethum, (10) Chanatip Tantipoontham, and (11) Thai Bunpradphai, for manipulatin...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5572

Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework

towards greater capital markets integration. The ACMF supports greater cooperation in facilitating mobility of ASEAN capital market professionals to allow investors to have easy access to information and

https://www.sec.or.th/EN/Documents/BusinessOperator/handbookonACMF.pdf

Behavioral finance to play a bigger role in mutual fund development

making an investment in a mutual fund. The SEC studies on behavioral finance have revealed that investors tend to take many other factors into consideration as well when making a decision to invest in a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6100