The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements

companies and issuing companies to have in place efficient internal control system. This is to prevent the leak of inside information as well as to prevent the use of such inside information for personal

companies and issuing companies to have in place efficient internal control system. This is to prevent the leak of inside information as well as to prevent the use of such inside information for personal

year;             (3) To adjust security measures to be commensurate with the risks of small business operators by, for example, reducing the penetration testing frequency, increasing access control

Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making

information and/or conducting feasibility analysis in this regard. Given the substantial amount of the proposed capital increase, not exercising subscription rights may result in control dilution of

a better internal control system.The SEC is of view that the aforesaid information is significant for shareholders? decision making and urges SCAN shareholders to carefully study the information and

Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company

Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing

Operating Control and Information Technology Security of Securities Company By virtue of Paragraph 1(2) of Section 141 of the Securities and Exchange Act B.E. 2535, the SEC Office, with the approval of the