decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his
reduction of annual fee for both appraisal company and lead appraiser; (3) Allowing the application for approval to be filed via electronic system (online), consolidating the current
have been repealed because the Notification on Capital Market Business Personnel has already prescribed rules on such matter; (3) Consolidating regulations concerning the same issues for
On 1 September 2020, SEC amended the regulations on the preparation of the annual registration statement (Form 56-1) and annual report (Form 56-2) by consolidating both forms into one called Form 56
to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was
failed to verify the details of the debt prior to consolidating these sorts of debts in its liabilities and filing an application for a business rehabilitation process. Considering that the 11 directors
; (3) Revising and consolidating 32 bond offering forms into 13; (4) Developing systems and revising the regulations on establishment and management of mutual funds and allowing filing of
0.69 million or 1.15% of net tangible assets of the company (total net tangible assets as of September 30, 2017, Baht 59.81 million), and when consolidating the size of this transaction with all
firm’s business plan. If yes, please describe 2 How does the firm conduct the estimation of personnel needs? 3 How does the firm deal with the staff turnover in busy season? B Recruitment 1 Does the firm
% to our growth year-on-year upon consolidating the result of our newly acquired subsidiary, Tiger Soft (1998) Company Limited (“TigerSoft”). Revenue from our Financial Solutions decreased by 14.32mb or