investment was made. Therefore, the general public could not utilize the capital market to create financial freedom.”“The Five Steps toward Investment Confidence project was initiated from the intent of SEC in
of building confidence in the capital market. Implementing lawsuits quickly and actually against law violators will have the effect of suppressing and deterring wrongdoing in the future. Therefore, the
Sithi-Amnuai along with executives and representatives from 38 securities firms, held a joint meeting to discuss and exchange views on guidelines for building trust and confidence in the Thai capital
investment, and also build up immunity for themselves against fraudulent solicitations via a variety of tools for all ages. The tools have been designed to be compatible and appropriate for beginners who
-General, Mrs. Pornanong Budsaratragoon, on the topic, “Directions for Regulating and Developing the Thai Capital Market to Build Trust and Confidence and Promote National Sustainability.”Mr. Srettha
members (consisting of executives and representatives from 38 securities firms) held discussions and shared views regarding operations that may affect trust and confidence in the Thai capital market such as
clarity and more confidence that securities firms will adhere to international standard guidelines and effectively prevent inappropriate actions. ________________________
operational strategies, aiming to reduce obstacles and enhance business operations to strengthen confidence in the Thai capital market. The meeting was held at the SEC Building on 21 December 2023.Mrs
In December 2021, the SEC conducted an earlier public hearing on the proposed amendments to the aforesaid Rules, the objective of which is to accommodate the use of technology to operate business in the changing landscape and address cyber threats. Comments and suggestions from stakeholders were taken into consideration in drafting the amendments more appropriately. Essentially, the key amendments to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk ass...
to ensure that asset management companies have standardized work and also ensure that they are consistent with conditions for tax privileges. The investors investing in SSF units could get