SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by

limitation of right for only concerned person to access to the record. Propose to modify from “system” to “method” IT Club Approve with the comment of the company . · Propose to modify from “mandatory” to

system’s work Peopose to Modify to “specification” IT Club Approve with the comment of the company. o It should communicate emergency plan to concerned person acknowleged as necessary and preventing

, there shall not be any person taking responsibility of the entire process which may render him or her an opportunity to illegally modify or amend the information or operation of computer system. Clause 5

personnel in such units. However, there shall not be any person taking responsibility of the entire process which may render him or her an opportunity to illegally modify or amend the information or operation

been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.

been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.

meeting reached the following conclusions:  1.  The SEC re-emphasized that the mutual goal of all parties concerned is to develop and promote market efficiency and the compensation policy is only one of

are not subject to the SEC?s consideration. However, to help mediate dispute on the matters, the SEC will provide a forum for discussion among parties concerned. In seeking the solution, the SEC has

the principles of the proposed rules are reasonably in line with the views of practitioners, the SEC would like to invite all parties concerned to consider the consultative paper posted on the SEC?s