businesses and investors, preparing a set of common offering rules classified by risk and complexity levels of products to boost flexibility in offering new products and services, and introducing a new
decision. ?The Basel III tier 2 instruments? complexity and associated risks are different from those of plain debt securities because the holders will be forced to convert them into common shares if the
buy securities in the manner that risked their financial status and payment ability Notification No. SorThor. 67/2543 Re: Registration of Marketing Officer dated December 21
management that should be applied by each intermediary and for determining a clear detail of practical approaches suitable for size and complexity of business operation of companies. In addition, the
clear detail of practical approaches suitable for size and complexity of business operation of companies. In addition, the intermediaries should study standards and practice guidelines for business
the past 3 years, together with the management company’s opinion on the guarantor’s ability to perform its contractual obligations. Clause 8 Information about transactions between a mutual fund and
committees to obtain sufficient qualitative information from audit firms to support the selection of suitable auditors for the size and complexity of their business, ensure transparency, and promote the
) Minimum Requirements such as Business Continuity Management policy approved by the board of directors, and (2) BCM Guidelines adjustable to corporate sizes and business complexity of the industry operators
) Minimum Requirements such as Business Continuity Management policy approved by the board of directors, and (2) BCM Guidelines adjustable to corporate sizes and business complexity of the industry operators
Phuvanatnaranubala said: ?There is a wide range of mutual funds available in the market, each with different level of complexity and risks. Classifying funds based on such factors would help investors make informed