transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s

meeting in person and submit questions to the company prior to the meeting date. _________________________

provide easily and thoroughly assessable disclosure channels to investors as opposed to the previous requirement for specifically disclosing certain types of information at the companies’ office or the

SEC Secretary-General Ruenvadee Suwanmongkol stated that the SEC Board Meeting No. 12/2564 held on 9 June 2021 had passed a resolution approving the Notification of the Securities and Exchange Commission No. Kor Thor. 18/2564 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses (No. 11). After publication in the Government Gazette, the Notification has become effective from 11 June 2021 onwards without retrospective effect. Essentially, the Notification prescribes...

Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this exemption are as follows:             (1)  Rules that carry the material context similar to that state...

The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.   In this regard, SEC has reviewed regulations on the operation of investment management business as presc...

[COMPANY NAME] Ref.: EFORL IR 037/2018 August 15, 2018 Subject: Notification of allocation and subscription of capital increase ordinary shares of WCI Holding Public Company Limited. (Edit) To: The

[COMPANY NAME] EFORL IR010/2018 March 20, 2018 Subject: Management Discussion and Analysis Yearly Ending 31 December, 2017 To President The Stock Exchange of Thailand 1. Overview financial

[COMPANY NAME] ที่ EFORL IR010/2561 20 มีนาคม 2561 เรื่อง ค าอธิบายและบทวิเคราะห์ของฝ่ายบริหาร ส าหรับปี สิ้นสุดวันที่ 31 ธันวาคม 2560 เรียน กรรมการและผู้จัดการ ตลาดหลักทรัพย์แห่งประเทศไทย 1. ผล

[COMPANY NAME] ที่ EFORL IR 036/2562 14 พฤศจิกายน 2562 เรื่อง ค าอธิบายและบทวิเคราะห์ของฝ่ายจัดการ ไตรมาสที่ 3 สิ้นสุดวันที่ 30 กันยายน 2562 เรียน กรรมการและผู้จัดการ ตลาดหลักทรัพย์แห่งประเทศไทย 1