Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation. However, Surin did not agree to comply with the civil sanctions. Later, on 26 December 2018, the public prosecutor filed a lawsuit against Surin with the Civil Court, as requested by SEC, in order for the Court to impose the civil sanctions on Surin in the Black Case No. Por. 7563/2561 between S...
The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27 December 2018, the public prosecutor filed a lawsuit against Suphanan with the Civil Court in the Blac...
SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of evidence, SEC has found that Artit gave investment advice and solicited the general public to invest in securities and derivatives. In so doing, he used the Japhoon Facebook account as an advertising channel for learning courses on securities and derivatives investment and also used a Line group as a ch...
penalties exclusively shall have a one-year prescription, starting from the date when the SEC Office has considered that an offence has been committed and the offender has been identified within a period not
Annual Report 2001 A N N U A L R E P O R T 2 0 0 1 S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N & O F F IC E O F T H E S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N , T H A IL A N D SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2001 SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND 10th and 13th-16th Fl. Diethelm Towers B, 93/1 Wireless Road, Lump...
any other data which may be related to the offences committed under this Emergency Decree; (5) seize or detain properties, documents, evidence or computer systems related to the offences committed under
the court rules that a defendant has committed an offence under Section 70, Section 71 or Section 73, the court shall, as it deems appropriate, order the offender to act or refrain from acting as
, except for the offences committed through negligence or minor offences; (4) being or having been a political official or holding or having held any position in a political party unless having vacated such
, regardless of whether the sentence has been suspended, except for the offences committed through negligence or minor offences; (4) being or having been a political official or holding or having held any
bankrupt; (3) having been imprisoned by the judgment of a court which is final, regardless of whether the sentence has been suspended, except for the offences committed through negligence or minor offences