, insurance companies and investment unit brokers. Under the theme, "Together Towards Tomorrow," the event aimed to foster stronger relationships, exchange experiences, and share knowledge on regulatory
transition to a low-carbon society. Additionally, experts from both local and international organizations were invited as panelists to share their experience in promoting transition finance toward low-carbon
, being well aware that prevention of those scams needs collective efforts of all relevant parties, has called for collaboration of business operators, i.e., securities companies, investment management
The Securities and Exchange Commission (SEC), in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and the Bank of Thailand (BOT), organized activities to
-Money Laundering Act B.E. 2542 (1999) and related amendments, the SEC has informed the case to the AMLO for consideration of further actions.This additional investigation is a collaboration between the
Previously, the SEC filed a criminal complaint against a group of 18 persons as joint principals in the case of jointly manipulating the price or trading volume of MORE share on 10 November 2022
Hotline 1207. Summary of regulations on share offering by social enterprises and related information are available at https://www.sec.or.th/TH/Pages/LawandRegulations/SE-Offering.aspx. Summary of
on share offering by social enterprises and related information are available at https://www.sec.or.th/TH/Pages/LawandRegulations/SE-Offering.aspx. Summary of regulations on private placement by SMEs
Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Somchai Chaisrichawla for manipulating the share price of Asia Metal Public Company Limited (AMC
Memorandum of Understanding (MOU) to strengthen mutual collaboration in capital market oversight. This collaboration aims to improve regulatory efficiency within each organization’s legal framework, creating