Delivery of Notifications and Clarification Notes
Delivery of Notifications and Clarification Notes
Investment in Unit of Real Estate Investment Trust
Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators
full force and effect to the extent that they are neither inconsistent with nor contrary to the provisions of this Notification until the notifications, orders and circular letters issued under or
notifications, orders and circular letters issued under or providing guidelines for compliance with this Notification come into force. Clause 20. Where there is a reference, in any notifications, to the
notifications, orders and circular letters issued under or providing guidelines for compliance with this Notification come into force. Clause 20. Where there is a reference, in any notifications, to the
Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.
Submission of Daily Status Report
Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand