Facebook page "Amz-New Choice Investor" impersonates "PTT Oil and Retail Business Plc." : Unlicensed securities and derivatives business (Disclosure Date : 10/04/2025)
During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
Facebook อ้างชื่อ Amz-New Choice Investor - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 10/04/2568)
The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...
transfer of proceeds from PVD to Retirement Mutual Fund (RMF) in preparation for the amendment to law on provident fund. The proposal aims to provide PVD members unable or not intending to maintain their
, a rise of 7.3% year-on-year. The number of employers reached 11,249, an increase of 12.7%, while the number of employees was at 2.3 million, a rise of 8.6%. 3,338 members requested to maintain their
https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201811/18103331.pdf E_1 Legal_FA_2015_12_29-c Platform of Choice” in order to maintain existing clients with good track records while also
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Bangkok, August 16, 2012 ? The SEC reveals that provident funds offering employee?s choice continually increased in Q2/2012. The record showed an increase of 176 employers offering employee?s choice
-stimulating competition and enhance stakeholder competitiveness; (3) to protect investor rights and maintain market confidence; (4) to establish robust operational and risk management systems; and (5) to expand