;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
. This also includes the provisions that authorize the relevant authority to set standards to enhance confidence in capital market activities. The Draft has already been reviewed by the Office of the
applications and supporting documents in person or authorize someone else to do so at the SEC Building, Vibhavadi-Rangsit Road, Chompon Sub-district, Chatuchak District, Bangkok. ____________________
asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1) Be independent from the asset management
hundred thousand baht only). Total amount 206,695,800.00 (Two hundred six million six hundred ninety five thousand and eight hundred baht only) And Approved to authorize Ms. Su, Ming Fen, the Chairman to be
applying for benefits of land ownership from the board of investment of Thailand. And Approved to authorize Ms. Su, Ming Fen, the Chairman to be the authority to the Land sale and purchase agreement with the
were subject to civil sanctions under Section 296 of the SEA, as amended, too. The Civil Sanction Committee has resolved to authorize SEC to initiate a civil sanction proceeding against Chantip
of transactions, and to handle transactions by themselves or authorize another person to withdraw money in person every time to reduce the chance of damage impact. _____________________________Remark
) in conjunction with Section 244 (4). All three are liable to the penalties under Sections 296 and 296/2 of the SEA. The Civil Sanction Committee has resolved to authorize SEC to initiate civil