;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

Mrs.Chanyarat Sangtong Between 20 August, 2015 to 11 December, 2015, Mrs.Chanyarat Sangtong who involved in the UOB Freehold Eight Thonglor property fund (“UOB8TF”) bought UOB8TF Units by using

's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

learned from the Board of Directors Meeting Agendas. In addition, he did not report his conflict of interest to the Board of Directors that on January 25, 2016 he bought 10,000 contracts of JASH16 Futures

MRS. TEO LEE NGO Between 3 to 11 November 2022, Mrs. Teo Lee Ngo, a director of AAPICO Hitech Public Company Limited (“AH”), bought AH securities through another person’s securities trading account

Exchange of Thailand regarding Amendment to the Regulations on Depository Receipts to allow DR to be bought in decimal point or Fractional DR (DRx).* The DR is a financial product linked to a foreign

Mr. Eakarat Apiwattanaporn Between 19 February, 2016 to 4 March, 2016, Mr. Eakarat Apiwattanaporn who is the foreign fund manager of UOB Asset Management (Thailand) Co., Ltd. (“UOB”) bought UOB

significantly increase. Subsequently, during 30 November 2021 to 23 February 2022 prior to NVD’s disclosure of such inside information to the public on 23 February 2022, Mr. Saravoot Somwattana bought NVD shares

May 2020, Mr. Tikhamporn bought LPN’s shares by using Mr. Tanat Plengsrisuk’s securities trading account prior to LPN’s disclosure of such inside information to the public on 22 May 2020, at 12:57 PM

. Subsequently, during 27 September 2021 to 10 November 2021, Mr. Pongsak Lothongkam bought SVI’s shares by using such inside information prior to SVI’s disclosure of such inside information to the public on 10