The Securities and Exchange Commission (SEC) organized a seminar titled “The Development Direction of Provident Funds” to promote the use of provident funds as an efficient tool for long-term savings
ระบบติดตามสถานะของคำร้อง (CASE PROGRESS)
Mr. Anek Yooyuen, Deputy Secretary-General of the SEC, said: “We have been on the case regarding the complaints against the ZipUp+ project of Zipmex Co., Ltd. So far, the SEC has enforced the law on
Regarding the case of More Return Public Company Limited (MORE) share price and/or volume manipulation during July-November 2022, in which the SEC had continuously endeavored to bring all of the
On 8 December, 2023, Mrs. Pornanong Budsaratragoon, SEC Secretary-General and the SEC management met with Mr. Yingyong Nilasena, TIA President, together with the committee and advisors of the association and the directors of TIA’s Shareholder Rights Protection Volunteer Club, and discussed the ways to enhance shareholder and investor rights protection in response to the changes in capital market ecosystem, including the issue of class action lawsuit.“TIA is one of the market participants that ha...
of the BSEC shares. In this case, the offer price was higher than the market price.Sakorn had access to such insider information because at the time he was holding the positions of BSEC director, BFIT
Bangkok, August 15, 2011 ? The Settlement Committee imposed a fine on Phaibul Chalermsaphayakorn, Pongchalerm Chalermsaphayakorn, and Chaiwat Cruecha-em for using undisclosed information they had obtained by virtue of their positions to sell shares and warrants of Unique Mining Services Plc. (UMS) and also imposed a fine on Patra Chalermsaphayakorn as an aider. The Settlement Committee imposed a respective fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on Paiboon, Pongsach...
9, 2006 - January 25, 2007. The SEC probed into the case and found that Krit aided and abetted manipulation of ASCON share price by allowing the accounts for securities trading and bank deposit to be
Bangkok, December 23, 2010 ? The Settlement Committee has imposed a total fine of 833,333.33 baht on Sinsathien Aimpoolsab and Sompis Poopiewngien for using undisclosed information they had obtained by virtue of their positions to purchase shares of Professional Waste Technology (1999) Public Company Limited (PRO). The SEC investigation, following a referral from the Stock Exchange of Thailand (SET), revealed that Sinsathien, then managing director and president of PRO, had access to material n...
case against other persons allegedly involved in the FOCUS share price manipulation. # # #