punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to

SEC for such digital token offering. The investing public is strongly advised to be careful with the solicitation of this ICO because it may not be in compliance with the governing rules, for example

application for approval of the BSmart ICO has been submitted, nor an approval has been granted by the SEC for such digital token offering. The investing public is strongly advised to be careful with the

which were investment in gold futures, not spot gold. Accordingly, the actions of G.O.L. (Thailand) were in violation of the Derivatives Act B.E. 2546 (2003), Section 16, subject to sanctions under

duty with responsibility and deliberation as a professional. Her misconduct was in violation of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended her approval as

and deliberation as a professional. His misconduct was in violation of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended his approval as securities investment

violation specified in the Notification of the Capital Market Supervisory Board.*  The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned

years, starting from July 1, 2016.SEC Deputy Secretary-General Tipsuda Thavaramara said: ?Investors should be careful not to allow any investment consultant to use their trading or banking accounts for

N.A.T. (Thailand) Company Limited N.A.T. (Thailand) Company Limited (N.A.T.) operated derivatives business without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003