2. Mrs. Jirapa Titachotinimit (Former name is Miss Jirapa Ingpongpun.) Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in the normal course
custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision
excessively engaging in derivatives transactions for purposes other than hedging, the derivatives exposure of such funds must not exceed 100% of NAV, i.e., the funds must reserve an adequate amount of quality
be actual expenses for engaging reviewers and / or consultants in the preparation of carbon footprint disclosure, but in any case not exceeding 50,000 baht per year. The consultation paper is
Sanction Mr. Somchart Mahakijkosol Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in
, 2002. clause 15/1 Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in the normal course of securities business, thus
.) Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in the normal course of securities business, thus violating the Regulations of the Stock Exchange of
have reviewed the criteria for licensing application and prevention of conflicts of interest, with involved parties engaging in the whole process. Results of the regulatory review will be completed in
, the deductible amount shall be the actual expenses for engaging reviewers and/or consultants, but in any case, shall not exceed 50,000 baht per year.The related notification* was published in the
Clause 10 In engaging in proprietary trading, a securities intermediary in the category of mutual fund management or private fund management shall supervise that short-term investment shall not be made