Bangkok, August 25, 2009 ? The SEC imposed a three-year probation on Maris Tarab, in his capacity as the managing director of ING Funds (Thailand) Co., Ltd. and fund manager of T.U. Dome Residential
Bangkok, December 12, 2012 ? The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against Somchit Bosereewong, CEO and Director of Singha Paratech PLC (SINGHA
Bangkok, February 18, 2013 ? The SEC and the Thai Listed Companies Association (TLCA) hosted the ?SEC for CEO Forum? project to strengthen relationships and increase communication channels for
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
The Office of Securities and Exchange Commission (SEC) appointed ?Director Responsibilities Steering Group? to follow up practices and efficiency of directors of listed companies. This is expected to
established under other laws. The proposed revision includes the exemption of independent director rules for all licensed business operators, under the specified criteria. The qualifications of independent
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
ก.ล.ต. ร่วมกับสมาคมบริษัทจดทะเบียนไทยจัดโครงการ ?SEC for CEO Forum? เพื่อกระชับความสัมพันธ์และเพิ่มช่องทางในการสื่อสารแลกเปลี่ยนความรู้และประสบการณ์ระหว่างผู้บริหารบริษัทจดทะเบียนกับผู้บริหาร ก.ล.ต
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
บัญชีไลน์ อ้างชื่อ D CEO นิเวศน์ และบัญชีไลน์ อ้างชื่อ นันทิญา และเว็บไซต์ Cortez : Unlicensed securities and derivatives business (Disclosure Date : 24/01/2024)