Bangkok, July 13, 2009 ? The Capital Market Supervisory Board (CMSB) Meeting No. 8/2009 resolved to allow Thailand Securities Financing Co., Ltd. (TSFC) to resume its business operation.The CMSB had
In pursuant to the Royal Decree on Digital Asset Businesses, B.E. 2561, which took effect on 14 May 2018, allows existing digital asset business operators who submit their requests to SEC within 90
SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business
Toolkits to support business towards achieving the SDGs SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใชภ้ายใน (Internal) Toolkits to support business towards achieving the SDGs SEC
Bangkok, September 1, 2009 ? The SEC is conducting a public consultation on the revision to the rules governing registration of derivatives agents/ dealers and their business conduct with an aim to
relaxation is to provide Thai investors with professional, reliable advice for off-shore investments and prepare Thai capital market for the upcoming ASEAN linkage.2. Approval of securities business personnel
revision is in line with global practice and does not create undue burden on business sector. In this juncture, the rules governing type 1 property fund will also be revised to promote REIT establishment
corporate governance, securities business liberalization and enforcement. The SEC also confirmed the Thai capital market?s readiness to enter the Financial Sector Assessment Program in 2007 with
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However