Global Trade Finance : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)

KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Sector Fund | Offering Date : 07/09/2015 - 11/09/2015

SCB ASSET MANAGEMENT COMPANY LIMITED|Index Fund,Sector Fund | Offering Date : 21/06/2011 - 24/06/2011

บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด|กองทุนรวมดัชนี,กองทุนรวมหมวดอุตสาหกรรม | วันที่เสนอขาย : 21/06/2554 - 24/06/2554

investment unit selling.The SEC led Thai private sector on a business trip to Japan in February to meet Japanese executives from both public and private sectors, aiming to strengthen collaboration with FSA

Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to

KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Exchange Traded Fund : ETF,Sector Fund | Offering Date : 01/11/2012 - 12/11/2012

Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses

Global Trade Finance - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/09/2567)

Bangkok, January 16, 2009 ? The SEC is conducting a public hearing on draft regulations governing establishment of sector funds and group limit on investment of mutual funds until January 31, 2009.To