Bangkok, December 4, 2012 ? The SEC organised training programs for both the SEC staff and capital market personnel to keep pace with new securities and derivatives trading methods and prepare them to improve their supervision and surveillance capabilities. This training will ensure the Thai market remains even with international counterparts; with a primary goal of preventing negative impact on investors and related parties in the capital market. Dr. Vorapol Socatiyanurak, SEC Secretary-General...
Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate
network in Asia. It opens up new business opportunities for fund management firms and broadens cross-border investment channels and choices for investors,” said Mr Ashley Alder, the SFC’s Chief Executive
the recognition of SEC Thailand on the global stage. Currently, the IOSCO Board comprises 35 member regulators from countries worldwide.
efficiency of enforcement.The Advisory Committee on Listed Company Monitoring comprises: (1) Secretary-General as Chair; (2) Deputy Secretary-General in charge of corporate finance as member;(3) Deputy
broadens the range of regional funds for portfolio diversification, and we hope for more participation from our ASEAN counterparts in future.”SEC Philippines’ Chairperson Emilio B. Aquino, said “We
auditors.? The Auditing Advisory Committee comprises both current audit practitioners and non-practitioners. Its major role is to render advice to the SEC regarding supervision and inspection of audit
-case basis if necessary and lays out guidelines for promoting and supporting the establishment of high yield bond funds, etc. The Bond Market Development Committee comprises 17 members and advisors
the United Nations Center in Vienna, Austria. The aforesaid Draft Act is a collective effort of the Business Security Law Drafting Task Force, which comprises representatives from public and private