UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED| | Offering Date : 22/11/2019 - 29/11/2019

remediation plan to prevent recurrence of similar incidents. In any case, the detected deficiencies will be considered in detail when the SEC reviews KPMG’s audit quality control system

-recurrence start-up costs of setting up new branch offices in Vietnam and representative offices in Malaysia and Indonesia, including company annual salaries adjustment and lastly a higher CIT Baht 6.8 million

control measures to strengthen and protect the capital market from cyber threats and recurrence of past incidents as well as to align with the requirements under the Thailand Cybersecurity Act B.E. 2564

confidence and prevent recurrence of the problematic issue. In response to the said incidents, the International Organization of Securities Commissions (IOSCO) issued “Principle of Auditor Oversight," to its

; (4) rectification or other actions beneficial to the company or the overall shareholders or the capital market as a whole to amend, remedy or prevent recurrence of similar facts or demeanors; (5) other

of a possible recurrence of the outbreak in Thailand, have led to severe restrictions on inbound and outbound travel. This has resulted in a massive contraction of the tourism industry, as well as the

public or any specific person; (4) any step taken thereafter to rectify, remedy or prevention of recurrence of similar facts or behaviors; (5) level of cooperation of the auditor with the SEC Office or any

to prevent recurrence of such unlawful act; (g) level of the wrongdoer’s cooperation with the SEC Office, which in case where the wrongdoer is a legal entity, shall include the clear instruction of

thereafter for the best interest of the clients, investors, company or shareholders as a whole, the money market or the capital market as a whole, whether to rectify, remedy or prevent recurrence of similar