In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
to demonstrate collective strength and commitment to fighting against corruption under the theme, “BREAK THE CORRUPTION: Don't Participate. Don't Tolerate. Don't Ignore. United Thailand against
the Bank of Thailand earlier in the day. Thirachai Phuvanatnaranubala, SEC Secretary-General, said: ?At this morning?s trading break, the market cap was dropped by more than 500 billion baht. Some
break the rules or fail to perform such duty, they will be held legally liable.Moreover, information concerning unitholding or change of unitholding by directors and executives of trust managers and
break. 2. Cost of sales was 233.11 million Baht or at 112.86% of sales which increased from the 2nd quarter of last year of 107.58 % and increased from the last quarter of 105.37% . That was due to low
the 3rd consecutive year the capital market organizations will provide opportunities for students, especially those from outside Bangkok, to gain hands-on experience and income during their school break
. Deep dive focus areas (30 minutes) a. Governance b. Investment Strategy c. Corporate Engagement d. Policy advocacy e. Investor Disclosure BREAK (10 minutes) 4. Case studies (virtual) (20 minutes) AIGCC
one day in advance). Business hours: Mondays - Fridays (except public holidays) from 08:30 - 15:00 hours. (lunch break) Location: The Securities and Exchange Commission 333/3 Vibhavadi-Rangsit Road
Advertising revenue increased by 68.9% YoY to THB 415mn o System integration services revenue increased by 38.7% YoY to THB 333mn Media operation in Malaysia reached its break-even of net profit for the first